Compli-News Targeted Compliance Approved CPD Provider Compli-Serve » View Compli-Serve site
Enter the Compli-News dashboard & compliance library (inc. legislation service)

Breaking News

Latest Compliance News


In the FCA’s view, Mr Burns failed to ensure that TMI provided suitable advice to its clients and failed to ensure that TMI managed fairly and clearly disclosed his own personal conflicts of interest and the conflicts of interest relating to other individuals at TMI.

» Read more

Business Day, Moyagabo Maake

The FSB's counsel insists Hunter has no legal standing to ask the court to order another investigation.

» Read more

National Treasury

The Financial Intelligence Centre Amendment Bill has been returned to the national assembly for reconsideration.

In a statement, the presidency confirms that the bill has been returned to parliament due to concerns held by president Zuma that certain provisions of the bill do not pass constitutional muster.

» Read more

More Compliance News

Introducing SA’s only dedicated financial services compliance portal... CompliNEWS is SA's only dedicated compliance news service dedicated to the financial services industry, with industry news, regulatory tracking and legislation service for risk and compliance professionals in financial services.

This Compli-Serve SA service delivers a 'targeted' compliance news & information portal to keep you on top of developments in compliance, enforcement actions and analysis, both locally and internationally.

International Compliance Centres

Click for Cape Town, South Africa Forecast

Click for Johannesburg, South Africa Forecast

Click for London, United Kingdom Forecast

Click for Sydney, New South Wales Forecast

Click for New York, New York Forecast