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Moonstone, Paul Kruger

Indications are that we will, in the next week or two, see updates on a number of proposed legislative changes, including the Policyholder Protection Rules.

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Globally, wealth management is one of the least tech-literate sectors of the financial services industry, and is falling well behind non-financial services industries, according to a report published by Strategy& Partner, PwC’s strategy consulting capability.
What is currently on offer is sharply at odds with what their clients, high net worth individuals (HNWIs), expect.

Jorge Camarate, Strategy& Partner, PwC.

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The Registrar of Short-term Insurance (the Registrar) referred a case against Airborne Insurance Consultants (Pty) Limited (Airborne) to the Enforcement Committee of the Financial Services Board.

The referral related to a contravention of section 8(2)(d) of the Short-term Insurance Act, 53 of 1998 (the Act) read with Directive 149 A.v. The Registrar established that during the period from 1 April 2015 to 27 August 2015 Airborne operated a fleet arrangement without obtaining the required approval from the Registrar...

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European Securities and Markets Authority

ESMA and a number of national supervisors have observed an increase in the offer of speculative products, including financial contracts for difference (CFDs), binary options and other speculative products (such as rolling spot forex) to retail clients, and at the same time a surge in the numbers of complaints from investors who have suffered significant losses when trading these products.

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