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SARS is planning to prosecute taxpayers who have failed to submit tax returns. So far, 36 dockets have been handed over to the NPA, notes a BusinessLIVE report.   more  >>

The turmoil at VBS Mutual Bank deepened yesterday, when the bank’s curator announced he was withdrawing its most recent financial statements, notes a Mail & Guardian Online report.
PwC was the internal auditor and KPMG the external auditor for the 2017 financial statements, notes a Business Day report.   more  >>

Nene begins 'Twin Peaks' unbundling processes   more  >>

The audit profession’s watchdog is considering forcing firms to split their audit and advisory arms in an effort to enhance their independence and improve audit quality, says a Business Day report.   more  >>

A Pretoria law firm is being investigated after accusations that it plundered more than R200m in pension money belonging to municipal councillors, says a City Press report.   more  >>

The Registrar of Collective Investment Schemes as he was referred to in section 7 of the Collective Investment Schemes, 45 of 2002(CISCA) referred a case against Novare CIS (RF) (Pty) Limited (the Respondent) to the Enforcement Committee of the Financial Services Board, the latter being the predecessor of the Financial Sector Conduct Authority.   more  >>

Following an ASIC investigation, former financial adviser Mr Trevor William Martin, has today been charged with twenty-one counts of dishonestly obtaining client funds and five counts of using false documents to obtain a financial advantage under the NSW Crimes Act, according to a published ASIC media release.
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ASIC has banned Mark Menzies, the sole director and officer of Menzies Securities Pty Limited (Menzies Securities), from providing financial services for four years.   more  >>

Jonathan Faurie, FA News

During the State of the Nation address in January, President Cyril Ramaphosa finally ended years of speculation when he announced that Twin Peaks will come into effect on 1 April.
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Financial Markets Act: JSE listing requirements: Amendments released [17-Apr-2018]

There is still a backlog of almost 1300 property syndication complaints at the office of the Ombud for Financial Advisory and Intermediary Services [17-Apr-2018]

FCA to publish cryptocurrency review later this year [17-Apr-2018]

As a nation, South Africa has many attractive features – and a few undesirable ones too. A fresh survey by PricewaterhouseCoopers (PwC) reveals a few of the latter – bribery and corruption, procurement fraud, cybercrime, insider trading, and more.

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On February 5, FINRA announced its largest ever fine for alleged AML-related violations.

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Allen & Overy

Much has been written in the short time since the adoption in December 2013 of final regulations implementing the Volcker Rule about the rule’s restrictions on the ability of banking entities to sponsor and invest in ownership interests in private equity or hedge funds or other “covered funds” as defined in the rule.

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Credit Suisse Agrees to Pay $196 Million and Admits Wrongdoing in Providing Unregistered Services to U.S. Clients...

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Technology has brought banking to the fingertips of millions of people. But rising accessibility has also made the sector more vulnerable to disruption and attacks from opportunistic online criminals via cyber-attacks.

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