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  21 September 2017: National Treasury- PUBLICATION OF CONSULTATION POLICY DOCUMENT ‘A KNOWN AND TRUSTED OMBUD SYSTEM FOR ALL’ Comments on the document are invited until 30 November 2017
  21 September 2017: Discussion Document- A Known and Trusted Ombud System for All
  20 September 2017: ASISA RETAIL STANDARD ON EFFECTIVE ANNUAL COST (EAC) 1 October 2017
  20 September 2017: ASISA- NEW BUSINESS EXAMPLE OF AN EAC TABLE
  20 September 2017: Exemption of Particular Persons from Qualification, Regulatory Examination and Fees Requirements, No. 33 of 2017
  19 September 2017: Board Notice 160 of 2017- Financial Markets Act: JSE listing requirements: Auditor accreditation: Amendment
  19 September 2017: Insurance (ST) Notice 6 of 2017- cancellation of insurer license
  14 September 2017: FAIS Notice 114 of 2017- Amendment of FAIS Notice 94 of 2017
  14 September 2017: FSB- Regulatory Response Matrix on proposed exemption of COs from S4(4) on notice on qualifications, experience and criteria for approval of a compliance officer, 2010 (BN 127/2010)
  14 September 2017: FAIS Notice 119 of 2017 Exemption of Compliance Officers from section 4(4) of the Notice on Compliance Officers, 2017
  13 September 2017: FSB Appeal Board- Consent Order - Vincemus Investments (Pty) Ltd v Registrar of Pension Funds
  13 September 2017: Insurance (LT) Annual Statutory Return
  13 September 2017: Insurance (ST) Annual Statutory Return
  13 September 2017: Insurance (ST) Notice 5 of 2017- Annual Statutory Return to the Registrar
  13 September 2017: Insurance (LT) Notice 6 of 2017- Annual Statutory Return to the Registrar
  13 September 2017: FSB- Side pocket portfolios as at 31 August 2017
  13 September 2017: FSB- LEGAL ENTITY IDENTIFIER (LEI) UPDATE- EUROPEAN UNION DEVELOPMENTS incl. MIFID II
  13 September 2017: FSB Grants Granite Central Securities Depository Licence
  11 September 2017: Notice 709 of 2017- INFORMATION REGULATOR-INVITATION TO COMMENT ON DRAFT REGULATIONS RELATING TO THE PROTECTION OF PERSONAL INFORMATION (DEADLINE FOR COMMENT IS 07 NOVEMBER 2017)- POPIA
  11 September 2017: REGULATIONS RELATING TO THE PROTECTION OF PERSONAL INFORMATION, 2017;PROTECTION OF PERSONAL INFORMATION ACT, 2013 (ACT NO. 4 OF 2013)
  8 September 2017: CompliNEWS (29/2017) compliance newsletter
  6 September 2017: Unclaimed Benefits Funds - FSB Presentation 04 September 2017
  6 September 2017: FAIS Newsletter Volume 24 -FSB
  5 September 2017: FSB Appeal Board Decision - Hitjevi Obafemi Tjiroze and Registrar of Financial Services Providers
  4 September 2017: Board Notice 153 of 2017: Long-term Insurance Act (52/1998) and Short-term Insurance Act (53/1998): Proposed replacement of Policyholder: Comments Invited
  4 September 2017: Board Notice 148 of 2017: Financial Markets Act: Proposed Amendments to A2X Trading Rules: Comments invited
  4 September 2017: Board Notice 152 of 2017: Financial Markets Act (19/2012): Proposed amendments to the 4 Africa Exchange Listing Requirements and Exchange Rules: Comments invited
  1 September 2017: CompliNEWS on Ethics (06/2017)
  1 September 2017: CompliNEWS compliance newsletter (28/2017)
  4 September 2017: FICA/ Fit & Proper Workshop Invitation